China’s Regulations for Filing-based Administration of Overseas Securities Offerings and Listings by Domestic Companies: Impact on Listed Companies 中国境内企业境外发行证券和上市的备案管理规则:对已上市公司的影响

06 Jul 2023 ChinaWatch

On 17 February 2023, the China Securities Regulatory Commission (CSRC) of the People’s Republic of China published the Trial Administrative Measures of Overseas Securities Offering and Listing by Domestic Companies (境内企业境外发行证券和上市管理试行办法) (Trial Measures) and five practising notes. These regulations took effect on 31 March 2023. Subsequently, on 16 May 2023, the CSRC published the sixth practising note which took effect on 16 May 2023. The Trial Measures and six practising notes (collectively, Filing Regulations) established a filing-based administration regime for direct and indirect overseas securities offerings and listings by domestic companies incorporated in Mainland China.


In certain circumstances, companies listed outside Mainland China (Issuer) may also be caught by the Filing Regulations. We highlight below the applicability of the Filing Regulations to such Issuers.



If you would like information or assistance on the above or any other area of law, you may wish to contact the Partner at WongPartnership whom you normally work with or any of the following Partners:



CHONG Hong Chiang
Head – China Practice
Partner – Equity Capital Markets
d +65 6416 8005
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Joseph HE
Partner – China Practice
d +65 6416 8218
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Partner – China Practice
d +65 8129 6898
Click here  to view Miao's CV.